Compliance Office
Overview
In December 2006, the CAU Board of Trustees and former University President Walter D. Broadnax established a compliance office. The goal of this office is to manage institutional risk and ensure that all University policies and procedures
The essence of compliance is:
"Knowing what to do and doing what is right."
The primary role of the Compliance Office is to develop an effective compliance program based up six core elements:
- Written Standards and Procedures
- Effective Oversight
Delegation of Signatory Authority- Training
- Monitoring
- Discipline
The mission of the compliance office is to promote and support a University culture that integrates compliance into the
Compliance Committee
The CAU Compliance Office is guided by a Compliance Committee comprising:
- Dr. Garlen D. Wesson, Provost and Senior Vice President for Academic Affairs
- Dr. Calvin Brown, Associate Provost/Chief of Staff Academic Affairs
- Dr. Jaideep Chaudhary, Interim Dean, School of Arts and Sciences
- Ms. Marilyn A. Davis, University Chief Real Estate Developer/Business Services Officer
- Ms. Jennifer Ervin, Esq., General Counsel
- Dr. Lauren Lopez, Assistant Vice President for Planning, Assessment and Institutional Research
- Dr. Joann Powell, Associate Professor, Department of Biological Sciences
- Dr. Khalil Shujaee, Professor, Department of Cyber-Physical Systems
- Dr. Lanze Thompson, Senior Vice President for Finance and Business Services and Chief Financial Officer
- Dr. Omar Torres, Associate VP Student Affairs